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Preface to Psychology

Psychology
I INTRODUCTION
Psychology,
the scientific study of behavior and the mind. This definition
contains three elements. The first is that psychology is a scientific
enterprise that obtains knowledge through systematic and objective
methods of observation and experimentation. Second is that
psychologists study behavior, which refers to any action or
reaction that can be measured or observed—such as the blink of an
eye, an increase in heart rate, or the unruly violence that often
erupts in a mob. Third is that psychologists study the mind,
which refers to both conscious and unconscious mental states. These
states cannot actually be seen, only inferred from observable
behavior.
Many people think of psychologists as individuals who dispense
advice, analyze personality, and help those who are troubled or
mentally ill. But psychology is far more than the treatment of
personal problems. Psychologists strive to understand the mysteries of
human nature—why people think, feel, and act as they do. Some
psychologists also study animal behavior, using their findings to
determine laws of behavior that apply to all organisms and to
formulate theories about how humans behave and think.
With its broad scope, psychology investigates an enormous range of
phenomena: learning and memory, sensation and perception, motivation
and emotion, thinking and language, personality and social behavior,
intelligence, infancy and child development, mental illness, and much
more. Furthermore, psychologists examine these topics from a variety
of complementary perspectives. Some conduct detailed biological
studies of the brain, others explore how we process information;
others analyze the role of evolution, and still others study the
influence of culture and society.
Psychologists seek to answer a wide range of important questions
about human nature: Are individuals genetically predisposed at birth
to develop certain traits or abilities? How accurate are people at
remembering faces, places, or conversations from the past? What
motivates us to seek out friends and sexual partners? Why do so many
people become depressed and behave in ways that seem self-destructive?
Do intelligence test scores predict success in school, or later in a
career? What causes prejudice, and why is it so widespread? Can the
mind be used to heal the body? Discoveries from psychology can help
people understand themselves, relate better to others, and solve the
problems that confront them.
The term psychology comes from two Greek words: psyche,
which means “soul,” and logos, "the study of."
These root words were first combined in the 16th century, at a time
when the human soul, spirit, or mind was seen as distinct from the
body.
II PSYCHOLOGY
AND OTHER SCIENCES
Psychology overlaps with
other sciences that investigate behavior and mental processes. Certain
parts of the field share much with the biological sciences, especially
physiology, the biological study of the functions of living organisms
and their parts. Like physiologists, many psychologists study the
inner workings of the body from a biological perspective. However,
psychologists usually focus on the activity of the brain and nervous
system.
The social sciences of sociology and anthropology, which study
human societies and cultures, also intersect with psychology. For
example, both psychology and sociology explore how people behave when
they are in groups. However, psychologists try to understand behavior
from the vantage point of the individual, whereas sociologists focus
on how behavior is shaped by social forces and social institutions.
Anthropologists investigate behavior as well, paying particular
attention to the similarities and differences between human cultures
around the world.
Psychology is closely connected with psychiatry, which is
the branch of medicine specializing in mental illnesses. The study of
mental illness is one of the largest areas of research in psychology.
Psychiatrists and psychologists differ in their training. A person
seeking to become a psychiatrist first obtains a medical degree and
then engages in further formal medical education in psychiatry. Most
psychologists have a doctoral graduate degree in psychology.
III MAJOR
AREAS OF RESEARCH
The study of psychology
draws on two kinds of research: basic and applied. Basic researchers
seek to test general theories and build a foundation of knowledge,
while applied psychologists study people in real-world settings and
use the results to solve practical human problems. There are five
major areas of research: biopsychology, clinical psychology, cognitive
psychology, developmental psychology, and social psychology. Both
basic and applied research is conducted in each of these fields of
psychology.
This section describes basic research and other activities of
psychologists in the five major fields of psychology. Applied research
is discussed in the Practical Applications of Psychology
section of this article.
A Biopsychology
How do body and mind
interact? Are body and mind fundamentally different parts of a human
being, or are they one and the same, interconnected in important ways?
Inspired by this classic philosophical debate, many psychologists
specialize in biopsychology, the scientific study of the
biological underpinnings of behavior and mental processes.
At the heart of this perspective is the notion that human beings,
like other animals, have an evolutionary history that predisposes them
to behave in ways that are uniquely adaptive for survival and
reproduction. Biopsychologists work in a variety of subfields.
Researchers in the field of ethology observe fish, reptiles,
birds, insects, primates, and other animal species in their natural
habitats. Comparative psychologists study animal behavior and
make comparisons among different species, including humans.
Researchers in evolutionary psychology theorize about the
origins of human aggression, altruism, mate selection, and other
behaviors. Those in behavioral genetics seek to estimate the
extent to which human characteristics such as personality,
intelligence, and mental illness are inherited.
Particularly important
to biopsychology is a growing body of research in behavioral
neuroscience, the study of the links between behavior and the
brain and nervous system. Facilitated by computer-assisted imaging
techniques that enable researchers to observe the living human brain
in action, this area is generating great excitement. In the related
area of cognitive neuroscience, researchers record physical
activity in different regions of the brain as the subject reads,
speaks, solves math problems, or engages in other mental tasks. Their
goal is to pinpoint activities in the brain that correspond to
different operations of the mind. In addition, many biopsychologists
are involved in psychopharmacology, the study of how drugs
affect mental and behavioral functions.
See Biopsychology.
B Clinical
Psychology
Clinical psychology
is dedicated to the study, diagnosis, and treatment of mental
illnesses and other emotional or behavioral disorders. More
psychologists work in this field than in any other branch of
psychology. In hospitals, community clinics, schools, and in private
practice, they use interviews and tests to diagnose depression,
anxiety disorders, schizophrenia, and other mental illnesses. People
with these psychological disorders often suffer terribly. They
experience disturbing symptoms that make it difficult for them to
work, relate to others, and cope with the demands of everyday life.
Over the years, scientists and mental health professionals have
made great strides in the treatment of psychological disorders. For
example, advances in psychopharmacology have led to the development of
drugs that relieve severe symptoms of mental illness. Clinical
psychologists cannot prescribe drugs, but they often work in
collaboration with a patient’s physician. Drug treatment is often
combined with psychotherapy, a form of intervention that relies
primarily on verbal communication to treat emotional or behavioral
problems. Over the years, psychologists have developed many different
forms of psychotherapy. Some forms, such as psychoanalysis, focus on
resolving internal, unconscious conflicts stemming from childhood and
past experiences. Other forms, such as cognitive and behavioral
therapies, focus more on the person’s current level of functioning
and try to help the individual change distressing thoughts, feelings,
or behaviors.
In addition to studying and treating mental disorders, many
clinical psychologists study the normal human personality and the ways
in which individuals differ from one another. Still others administer
a variety of psychological tests, including intelligence tests and
personality tests. These tests are commonly given to individuals in
the workplace or in school to assess their interests, skills, and
level of functioning. Clinical psychologists also use tests to help
them diagnose people with different types of psychological disorders.
The field of counseling psychology is closely related to
clinical psychology. Counseling psychologists may treat mental
disorders, but they more commonly treat people with less-severe
adjustment problems related to marriage, family, school, or career.
Many other types of professionals care for and treat people with
psychological disorders, including psychiatrists, psychiatric social
workers, and psychiatric nurses.
See Clinical Psychology; Mental Illness; Psychotherapy;
Personality.
C Cognitive
Psychology
How do people learn from
experience? How and where in the brain are visual images, facts, and
personal memories stored? What causes forgetting? How do people solve
problems or make difficult life decisions? Does language limit the way
people think? And to what extent are people influenced by information
outside of conscious awareness?
These are the kinds of
questions posed within cognitive psychology, the scientific
study of how people acquire, process, and utilize information. Cognition
refers to the process of knowing and encompasses nearly the entire
range of conscious and unconscious mental processes: sensation and
perception, conditioning and learning, attention and consciousness,
sleep and dreaming, memory and forgetting, reasoning and decision
making, imagining, problem solving, and language.
Decades ago, the
invention of digital computers gave cognitive psychologists a powerful
new way of thinking about the human mind. They began to see human
beings as information processors who receive input, process and store
information, and produce output. This approach became known as the information-processing
model of cognition. As computers have become more sophisticated,
cognitive psychologists have extended the metaphor. For example, most
researchers now reject the idea that information is processed in
linear, sequential steps. Instead they find that the human mind is
capable of parallel processing, in which multiple operations are
carried out simultaneously.
See Cognitive Psychology.
D Developmental
Psychology Are
people programmed by inborn biological dispositions? Or is an
individual's fate molded by culture, family, peers, and other
socializing influences within the environment? These questions about
the roles of nature and nurture are central to the study of human
development.
Developmental psychology focuses on the changes that come with
age. By comparing people of different ages, and by tracking
individuals over time, researchers in this area study the ways in
which people mature and change over the life span. Within this area,
those who specialize in child psychology study physical,
intellectual, and social development in fetuses, infants, children,
and adolescents. Recognizing that human development is a lifelong
process, other developmental psychologists study the changes that
occur throughout adulthood. Still others specialize in the study of
old age, even the process of dying.
See Developmental Psychology; Child Psychology.
E Social
Psychology
Social psychology
is the scientific study of how people think, feel, and behave in
social situations. Researchers in this field ask questions such as,
How do we form impressions of others? How are people persuaded to
change their attitudes or beliefs? What causes people to conform in
group situations? What leads someone to help or ignore a person in
need? Under what circumstances do people obey or resist orders?
By observing people in real-world social settings, and by carefully
devising experiments to test people’s social behavior, social
psychologists learn about the ways people influence, perceive, and
interact with one another. The study of social influence includes
topics such as conformity, obedience to authority, the formation of
attitudes, and the principles of persuasion. Researchers interested in
social perception study how people come to know and evaluate one
another, how people form group stereotypes, and the origins of
prejudice. Other topics of particular interest to social psychologists
include physical attraction, love and intimacy, aggression, altruism,
and group processes. Many social psychologists are also interested in
cultural influences on interpersonal behavior.
See Social Psychology.
IV PRACTICAL
APPLICATIONS OF PSYCHOLOGY
Whereas basic
researchers test theories about mind and behavior, applied
psychologists are motivated by a desire to solve practical human
problems. Four particularly active areas of application are health,
education, business, and law.
A Health
Today, many
psychologists work in the emerging area of health psychology,
the application of psychology to the promotion of physical health and
the prevention and treatment of illness. Researchers in this area have
shown that human health and well-being depends on both biological and
psychological factors.
Many psychologists in this area study psychophysiological
disorders (also called psychosomatic disorders), conditions
that are brought on or influenced by psychological states, most often
stress. These disorders include high blood pressure, headaches,
asthma, and ulcers (see Stress-Related Disorders). Researchers
have discovered that chronic stress is associated with an increased
risk of coronary heart disease. In addition, stress can compromise the
body's immune system and increase susceptibility to illness.
Health psychologists also study how people cope with stress. They
have found that people who have family, friends, and other forms of
social support are healthier and live longer than those who are more
isolated. Other researchers in this field examine the psychological
factors that underlie smoking, drinking, drug abuse, risky sexual
practices, and other behaviors harmful to health.
B Education
Psychologists
in all branches of the discipline contribute to our understanding of
teaching, learning, and education. Some help develop standardized
tests used to measure academic aptitude and achievement. Others study
the ages at which children become capable of attaining various
cognitive skills, the effects of rewards on their motivation to learn,
computerized instruction, bilingual education, learning disabilities,
and other relevant topics. Perhaps the best-known application of
psychology to the field of education occurred in 1954 when, in the
case of Brown v. Board of Education, the Supreme Court of the
United States outlawed the segregation of public schools by race. In
its ruling, the Court cited psychological studies suggesting that
segregation had a damaging effect on black students and tended to
encourage prejudice.
In addition to the contributions of psychology as a whole, two
fields within psychology focus exclusively on education: educational
psychology and school psychology. Educational psychologists
seek to understand and improve the teaching and learning process
within the classroom and other educational settings. Educational
psychologists study topics such as intelligence and ability testing,
student motivation, discipline and classroom management, curriculum
plans, and grading. They also test general theories about how students
learn most effectively. School psychologists work in elementary
and secondary school systems administering tests, making placement
recommendations, and counseling children with academic or emotional
problems.
See Educational Psychology.
C Business
In the
business world, psychology is applied in the workplace and in the
marketplace. Industrial-organizational (I-O) psychology focuses
on human behavior in the workplace and other organizations. I-O
psychologists conduct research, teach in business schools or
universities, and work in private industry. Many I-O psychologists
study the factors that influence worker motivation, satisfaction, and
productivity. Others study the personal traits and situations that
foster great leadership. Still others focus on the processes of
personnel selection, training, and evaluation. Studies have shown, for
example, that face-to-face interviews sometimes result in poor hiring
decisions and may be biased by the applicant’s gender, race, and
physical attractiveness. Studies have also shown that certain
standardized tests can help to predict on-the-job performance. See
Industrial-Organizational Psychology.
Consumer psychology is the study of human decision making and
behavior in the marketplace. In this area, researchers analyze the
effects of advertising on consumers’ attitudes and buying habits.
Consumer psychologists also study various aspects of marketing, such
as the effects of packaging, price, and other factors that lead people
to purchase one product rather than another.
D Law
Many psychologists today
work in the legal system. They consult with attorneys, testify in
court as expert witnesses, counsel prisoners, teach in law schools,
and research various justice-related issues. Sometimes referred to as forensic
psychologists, those who apply psychology to the law study a range
of issues, including jury selection, eyewitness testimony, confessions
to police, lie-detector tests, the death penalty, criminal profiling,
and the insanity defense.
Studies in forensic psychology have helped to illuminate weaknesses
in the legal system. For example, based on trial-simulation
experiments, researchers have found that jurors are often biased by
various facts not in evidence—that is, facts the judge tells them to
disregard. In studying eyewitness testimony, researchers have staged
mock crimes and asked witnesses to identify the assailant or recall
other details. These studies have revealed that under certain
conditions eyewitnesses are highly prone to error.
Psychologists in this area often testify in court as expert
witnesses. In cases involving the insanity defense, forensic clinical
psychologists are often called to court to give their opinion about
whether individual defendants are sane or insane. Used as a legal
defense, insanity means that defendants, because of a mental
disorder, cannot appreciate the wrongfulness of their conduct or
control it (see Insanity). Defendants who are legally insane at
the time of the offense may be absolved of criminal responsibility for
their conduct and judged not guilty. Psychologists are often called to
testify in court on other controversial matters as well, including the
accuracy of eyewitness testimony, the mental competence (fitness) of
defendants to stand trial, and the reliability of early childhood
memories.
E Other
Domains of Application Psychology
has applications in many other domains of human life. Environmental
psychologists focus on the relationship between people and their
physical surroundings. They study how street noise, heat,
architectural design, population density, and crowding affect
people’s behavior and mental health. In a related field, human
factors psychologists work on the design of appliances, furniture,
tools, and other manufactured items in order to maximize their
comfort, safety, and convenience. Sports psychologists advise
athletes and study the physiological, perceptual-motor, motivational,
developmental, and social aspects of athletic performance. Other
psychologists specialize in the study of political behavior, religion,
sexuality, or behavior in the military.
V METHODS
OF RESEARCH
Psychologists from all
areas of specialization use the scientific method to test their
theories about behavior and mental processes. A theory is an
organized set of principles that is designed to explain and predict
some phenomenon. Good theories also provide specific testable
predictions, or hypotheses, about the relation between two or
more variables. Formulating a hypothesis to be tested is the first
important step in conducting research.
Over the years, psychologists have devised numerous ways to test
their hypotheses and theories. Many studies are conducted in a
laboratory, usually located at a university. The laboratory setting
allows researchers to control what happens to their subjects and make
careful and precise observations of behavior. For example, a
psychologist who studies memory can bring volunteers into the lab, ask
them to memorize a list of words or pictures, and then test their
recall of that material seconds, minutes, or days later.
As indicated by the term field research, studies may also be
conducted in real-world locations. For example, a psychologist
investigating the reliability of eyewitness testimony might stage
phony crimes in the street and then ask unsuspecting bystanders to
identify the culprit from a set of photographs. Psychologists observe
people in a wide variety of other locations outside the laboratory,
including classrooms, offices, hospitals, college dormitories, bars,
restaurants, and prisons.
In both laboratory and field settings, psychologists conduct their
research using a variety of methods. Among the most common methods are
archival studies, case studies, surveys, naturalistic observations,
correlational studies, experiments, literature reviews, and measures
of brain activity.
A Archival
Studies One
way to learn about people is through archival studies, an
examination of existing records of human activities. Psychological
researchers often examine old newspaper stories, medical records,
birth certificates, crime reports, popular books, and artwork. They
may also examine statistical trends of the past, such as crime rates,
birth rates, marriage and divorce rates, and employment rates. The
strength of such measures is that by observing people only secondhand,
researchers cannot unwittingly influence the subjects by their
presence. However, available records of human activity are not always
complete or detailed enough to be useful.
Archival studies are particularly valuable for examining cultural
or historical trends. For example, in one study of physical
attractiveness, researchers wanted to know if American standards of
female beauty have changed over several generations. These researchers
looked through two popular women’s magazines between 1901 and 1981
and examined the measurements of the female models. They found that
“curvaceousness” (as measured by the bust-to-waist ratio) varied
over time, with a boyish, slender look considered desirable in some
time periods but not in others.
B Case
Studies Sometimes
psychologists interview, test, observe, and investigate the
backgrounds of specific individuals in detail. Such case studies are
conducted when researchers believe that an in-depth look at one
individual will reveal something important about people in general.
Case studies often take a great deal of time to complete, and the
results may be limited by the fact that the subject is atypical. Yet
case studies have played a prominent role in the development of
psychology. Austrian physician Sigmund Freud based his theory of
psychoanalysis on his experiences with troubled patients. Swiss
psychologist Jean Piaget first began to formulate a theory of
intellectual development by questioning his own children.
Neuroscientists learn about how the human brain works by testing
patients who have suffered brain damage. Cognitive psychologists learn
about human intelligence by studying child prodigies and other gifted
individuals. Social psychologists learn about group decision making by
analyzing the policy decisions of government and business groups. When
an individual is exceptional in some way, or when a hypothesis can be
tested only through intensive, long-term observation, the case study
is a valuable method.
C Measures
of Brain Activity
Biopsychologists
interested in the links between brain and behavior use a variety of
specialized techniques in their research. One approach is to observe
and test patients who have suffered damage to a specific region of the
brain to determine what mental functions and behaviors were affected
by that damage. British-born neurologist Oliver Sacks has written
several books in which he describes case studies of brain-damaged
patients who exhibited specific deficits in their speech, memory,
sleep, and even in their personalities.
A second approach is to
physically alter the brain and measure the effects of that change on
behavior. The alteration can be achieved in different ways. For
example, animal researchers often damage or destroy a specific region
of a laboratory animal’s brain through surgery. Other researchers
might spark or inhibit activity in the brain through the use of drugs
or electrical stimulation.
Another way to study the
relationship between the brain and behavior is to record the activity
of the brain with machines while a subject engages in certain
behaviors or activities. One such instrument is the electroencephalograph,
a device that can detect, amplify, and record the level of electrical
activity in the brain by means of metal electrodes taped to the scalp.
See Electroencephalography.
Advances in technology in the early 1970s allowed psychologists to
see inside the living human brain for the first time without
physically cutting into it. Today, psychologists use a variety of
sophisticated brain-imaging techniques. The computerized axial
tomography (CT or CAT) scan provides a computer-enhanced X-ray
image of the brain. The more advanced positron emission tomography
(PET) scan tracks the level of activity in specific parts of the brain
by measuring the amount of glucose being used there. These
measurements are then fed to a computer, which produces a color-coded
image of brain activity. Another technique is magnetic resonance
imaging (MRI), which produces high-resolution cross-sectional images
of the brain. A high-speed version of MRI known as functional MRI
produces moving images of the brain as its activity changes in real
time. These relatively new brain imaging techniques have generated
great excitement, because they allow researchers to identify parts of
the brain that are active while people read, speak, listen to music,
solve math problems, and engage in other mental activities.
See Biopsychology: Methods of Research; Brain: Brain
Imaging.
D Surveys
In contrast
with the in-depth study of one person, surveys describe a
specific population or group of people. Surveys involve asking people
a series of questions about their behaviors, thoughts, or opinions.
Surveys can be conducted in person, over the phone, or through the
mail. Most surveys study a specific group—for example, college
students, working mothers, men, or homeowners. Rather than questioning
every person in the group, survey researchers choose a representative
sample of people and generalize the findings to the larger population.
Surveys may pertain to almost any topic. Often surveys ask people
to report their feelings about various social and political issues,
the TV shows they watch, or the consumer products they purchase.
Surveys are also used to learn about people’s sexual practices; to
estimate the use of cigarettes, alcohol, and other drugs; and to
approximate the proportion of people who experience feelings of life
satisfaction, loneliness, and other psychological states that cannot
be directly observed.
Surveys must be carefully designed and conducted to ensure their
accuracy. The results can be influenced, and biased, by two factors:
who the respondents are and how the questions are asked. For a survey
to be accurate, the sample being questioned must be representative of
the population on key characteristics such as sex, race, age, region,
and cultural background. To ensure similarity to the larger
population, survey researchers usually try to make sure that they have
a random sample, a method of selection in which everyone in the
population has an equal chance of being chosen.
When the sample is not random, the results can be misleading. For
example, prior to the 1936 United States presidential election,
pollsters for the magazine Literary Digest mailed postcards to
more than 10 million people who were listed in telephone directories
or as registered owners of automobiles. The cards asked for whom they
intended to vote. Based on the more than 2 million ballots that were
returned, the Literary Digest predicted that Republican
candidate Alfred M. Landon would win in a landslide over Democrat
Franklin D. Roosevelt. At the time, however, more Republicans than
Democrats owned telephones and automobiles, skewing the poll results.
In the election, Landon won only two states.
The results of survey research can also be influenced by the way
that questions are asked. For example, when asked about “welfare,”
a majority of Americans in one survey said that the government spends
too much money. But when asked about “assistance to the poor,”
significantly fewer people gave this response.
E Naturalistic
Observations
In naturalistic
observation, the researcher observes people as they behave in the
real world. The researcher simply records what occurs and does not
intervene in the situation. Psychologists use naturalistic observation
to study the interactions between parents and children, doctors and
patients, police and citizens, and managers and workers.
Naturalistic observation is common in anthropology, in which field
workers seek to understand the everyday life of a culture.
Ethologists, who study the behavior of animals in their natural
habitat, also use this method. For example, British ethologist Jane
Goodall spent many years in African jungles observing
chimpanzees—their social structure, courting rituals, struggles for
dominance, eating habits, and other behaviors. Naturalistic
observation is also common among developmental psychologists who study
social play, parent-child attachments, and other aspects of child
development. These researchers observe children at home, in school, on
the playground, and in other settings.
F Correlational
Studies Case
studies, surveys, and naturalistic observations are used to describe
behavior. Correlational studies are further designed to find
statistical connections, or correlations, between variables so that
some factors can be used to predict others.
A correlation is a statistical measure of the extent to
which two variables are associated. A positive correlation exists when
two variables increase or decrease together. For example, frustration
and aggression are positively correlated, meaning that as frustration
rises, so do acts of aggression. More of one means more of the other.
A negative correlation exists when increases in one variable are
accompanied by decreases in the other, and vice versa. For example,
friendships and stress-induced illness are negatively correlated,
meaning that the more close friends a person has, the fewer
stress-related illnesses the person suffers. More of one means less of
the other.
Based on correlational evidence, researchers can use one variable
to make predictions about another variable. But researchers must use
caution when drawing conclusions from correlations. It is
natural—but incorrect—to assume that because one variable predicts
another, the first must have caused the second. For example, one might
assume that frustration triggers aggression, or that friendships
foster health. Regardless of how intuitive or accurate these
conclusions may be, correlation does not prove causation. Thus,
although it is possible that frustration causes aggression, there are
other ways to interpret the correlation. For example, it is possible
that aggressive people are more likely to suffer social rejection and
become frustrated as a result.
G Experiments
Correlations
enable researchers to predict one variable from another. But to
determine if one variable actually causes another, psychologists must
conduct experiments. In an experiment, the psychologist
manipulates one factor in a situation—keeping other aspects of the
situation constant—and then observes the effect of the manipulation
on behavior. The people whose behavior is being observed are the subjects
of the experiment. The factor that an experimenter varies (the
proposed cause) is known as the independent variable, and the
behavior being measured (the proposed effect) is called the dependent
variable. In a test of the hypothesis that frustration triggers
aggression, frustration would be the independent variable, and
aggression the dependent variable.
There are three requirements for conducting a valid scientific
experiment: (1) control over the independent variable, (2) the use of
a comparison group, and (3) the random assignment of subjects to
conditions. In its most basic form, then, a typical experiment
compares a large number of subjects who are randomly assigned to
experience one condition with a group of similar subjects who are not.
Those who experience the condition compose the experimental group,
and those who do not make up the control group. If the two
groups differ significantly in their behavior during the experiment,
that difference can be attributed to the presence of the condition, or
independent variable. For example, to test the hypothesis that
frustration triggers aggression, one group of researchers brought
subjects into a laboratory, impeded their efforts to complete an
important task (other subjects in the experiment were not impeded),
and measured their aggressiveness toward another person. These
researchers found that subjects who had been frustrated were more
aggressive than those who had not been frustrated.
Psychologists use many different methods in their research. Yet no
single experiment can fully prove a hypothesis, so the science of
psychology builds slowly over time. First, a new discovery must be
replicated. Replication refers to the process of conducting a
second, nearly identical study to see if the initial findings can be
repeated. If so, then researchers try to determine if these findings
can be applied, transferred, or generalized to other settings. Generalizability
refers to the extent to which a finding obtained under one set of
conditions can also be obtained at another time, in another place, and
in other populations.
H Literature
Reviews Because
the science of psychology proceeds in small increments, many studies
must be conducted before clear patterns emerge. To summarize and
interpret an entire body of research, psychologists rely on two
methods. One method is a narrative review of the literature, in
which a reviewer subjectively evaluates the strengths and weaknesses
of the various studies on a topic and argues for certain conclusions.
Another method is meta-analysis, a statistical procedure used
to combine the results from many different studies. By meta-analyzing
a body of research, psychologists can often draw precise conclusions
concerning the strength and breadth of support for a hypothesis.
I Ethical
Considerations in Research
Psychological research
involving human subjects raises ethical concerns about the subject's
right to privacy, the possible harm or discomfort caused by
experimental procedures, and the use of deception. Over the years,
psychologists have established various ethical guidelines. The
American Psychological Association recommends that researchers (1)
tell prospective subjects what they will experience so they can give
informed consent to participate; (2) instruct subjects that they may
withdraw from the study at any time; (3) minimize all harm and
discomfort; (4) keep the subjects’ responses and behaviors
confidential; and (5) debrief subjects who were deceived in some way
by fully explaining the research after they have participated. Some
psychologists argue that such rules should never be broken. Others say
that some degree of flexibility is needed in order to study certain
important issues, such as the effects of stress on test performance.
Laboratory experiments that use rats, mice, rabbits, pigeons,
monkeys, and other animals are an important part of psychology, just
as in medicine. Animal research serves three purposes in psychology:
to learn more about certain types of animals, to discover general
principles of behavior that pertain to all species, and to study
variables that cannot ethically be tested with human beings. But is it
ethical to experiment on animals?
Some animal rights activists believe that it is wrong to use
animals in experiments, particularly in those that involve surgery,
drugs, social isolation, food deprivation, electric shock, and other
potentially harmful procedures. These activists see animal
experimentation as unnecessary and question whether results from such
research can be applied to humans. Many activists also argue that like
humans, animals have the capacity to suffer and feel pain. In response
to these criticisms, many researchers point out that animal
experimentation has helped to improve the quality of human life. They
note that animal studies have contributed to the treatment of anxiety,
depression, and other mental disorders. Animal studies have also
contributed to our understanding of conditions such as Alzheimer’s
disease, obesity, alcoholism, and the effects of stress on the immune
system. Most researchers follow strict ethical guidelines that require
them to minimize pain and discomfort to animals and to use the least
invasive procedures possible. In addition, federal animal-protection
laws in the United States require researchers to provide humane care
and housing of animals and to tend to the psychological well-being of
primates used in research. See Animal Experimentation.
VI HISTORY
OF PSYCHOLOGY One
of the youngest sciences, psychology did not emerge as a formal
discipline until the late 19th century. But its roots extend to the
ancient past. For centuries, philosophers and religious scholars have
wondered about the nature of the mind and the soul. Thus, the history
of psychological thought begins in philosophy.
A Philosophical
Roots
From about 600 to 300
BC, Greek philosophers inquired about a wide range of psychological
topics. They were especially interested in the nature of knowledge and
how human beings come to know the world, a field of philosophy known
as epistemology. The Greek philosopher Socrates and his
followers, Plato and Aristotle, wrote about pleasure and pain,
knowledge, beauty, desire, free will, motivation, common sense,
rationality, memory, and the subjective nature of perception. They
also theorized about whether human traits are innate or the product of
experience. In the field of ethics, philosophers of the ancient
world probed a variety of psychological questions: Are people
inherently good? How can people attain happiness? What motives or
drives do people have? Are human beings naturally social?
Early thinkers also considered the causes of mental illness. Many
ancient societies thought that mental illness resulted from
supernatural causes, such as the anger of gods or possession by evil
spirits. Both Socrates and Plato focused on psychological forces as
the cause of mental disturbance. For example, Plato thought madness
results when a person’s irrational, animal-like psyche (mind or
soul) overwhelms the intellectual, rational psyche. The Greek
physician Hippocrates viewed mental disorders as stemming from natural
causes, and he developed the first classification system for mental
disorders. Galen, a Greek physician who lived in the 2nd century AD,
echoed this belief in a physiological basis for mental disorders. He
thought they resulted from an imbalance of the four bodily humors:
black bile, yellow bile, blood, and phlegm. For example, Galen thought
that melancholia (depression) resulted from a person having too much
black bile.
More recently, many
other men and women contributed to the birth of modern psychology. In
the 1600s French mathematician and philosopher René Descartes
theorized that the body and mind are separate entities. He regarded
the body as a physical entity and the mind as a spiritual entity, and
believed the two interacted only through the pineal gland, a tiny
structure at the base of the brain. This position became known as dualism.
According to dualism, the behavior of the body is determined by
mechanistic laws and can be measured in a scientific manner. But the
mind, which transcends the material world, cannot be similarly
studied.
English philosophers Thomas Hobbes and John Locke disagreed. They
argued that all human experiences—including sensations, images,
thoughts, and feelings—are physical processes occurring within the
brain and nervous system. Therefore, these experiences are valid
subjects of study. In this view, which later became known as monism,
the mind and body are one and the same. Today, in light of years of
research indicating that the physical and mental aspects of the human
experience are intertwined, most psychologists reject a rigid dualist
position. See Philosophy of Mind; Dualism; Monism.
Many philosophers of the past also debated the question of whether
human knowledge is inborn or the product of experience. Nativists
believed that certain elementary truths are innate to the human mind
and need not be gained through experience. In contrast, empiricists
believed that at birth, a person’s mind is like a tabula rasa, or
blank slate, and that all human knowledge ultimately comes from
sensory experience. Today, all psychologists agree that both types of
factors are important in the acquisition of knowledge.
B Physiological
Roots
Modern psychology can
also be traced to the study of physiology (a branch of biology that
studies living organisms and their parts) and medicine. In the 19th
century, physiologists began studying the human brain and nervous
system, paying particular attention to the topic of sensation. For
example, in the 1850s and 1860s German scientist Hermann von Helmholtz
studied sensory receptors in the eye and ear, investigating topics
such as the speed of neural impulses, color vision, hearing, and space
perception. Another important German scientist, Gustav Fechner,
founded psychophysics, the study of the relationship between
physical stimuli and our subjective sensations of those stimuli.
Building on the work of his compatriot Ernst Weber, Fechner developed
a technique for measuring people’s subjective sensations of various
physical stimuli. He sought to determine the minimum intensity level
of a stimulus that is needed to produce a sensation.
English naturalist
Charles Darwin was particularly influential in the development of
psychology. In 1859 Darwin published On the Origin of Species,
in which he proposed that all living forms were a product of the
evolutionary process of natural selection. Darwin had based his theory
on plants and nonhuman animals, but he later asserted that people had
evolved through similar processes, and that human anatomy and behavior
could be analyzed in the same way. Darwin’s theory of evolution
invited comparisons between humans and other animals, and scientists
soon began using animals in psychological research.
In medicine, physicians
were discovering new links between the brain and language. For
example, French surgeon Paul Broca discovered that people who suffer
damage to a specific part of the brain’s left hemisphere lose the
ability to produce fluent speech. This area of the brain became known
as Broca’s area. A German neurologist, Carl Wernicke,
reported in 1874 that people with damage to a different area of the
left hemisphere lose their ability to comprehend speech. This region
became known as Wernicke’s area.
Other physicians focused on the study of mental disorders. In the
late 19th century, French neurologist Jean Charcot discovered that
some of the patients he was treating for so-called nervous disorders
could be cured through hypnosis, a psychological—not medical—form
of intervention. Charcot’s work had a profound impact on Sigmund
Freud, an Austrian neurologist whose theories would later
revolutionize psychology.
C Pseudoscientific
Schools of Thought
Psychology was predated
and somewhat influenced by various pseudoscientific schools of
thought—that is, theories that had no scientific foundation. In the
late 18th and early 19th centuries, Viennese physician Franz Joseph
Gall developed phrenology, the theory that psychological traits
and abilities reside in certain parts of the brain and can be measured
by the bumps and indentations in the skull. Although phrenology found
popular acceptance among the lay public in western Europe and the
United States, most scientists ridiculed Gall’s ideas. However,
research later confirmed the more general point that certain mental
activities can be traced to specific parts of the brain.
Another Viennese
physician of the 18th century, Franz Anton Mesmer, believed that
illness was caused by an imbalance of magnetic fluids in the body. He
believed he could restore the balance by passing his hands across the
patient’s body and waving a magnetic wand over the infected area.
Mesmer claimed that his patients would fall into a trance and awaken
from it feeling better. The medical community, however, soundly
rejected the claim. Today, Mesmer’s technique, known as mesmerism,
is regarded as an early forerunner of modern hypnosis.
D The
Birth of Psychology as a Science
Modern psychology is
deeply rooted in the older disciplines of philosophy and physiology.
But the official birth of psychology is often traced to 1879, at the
University of Leipzig, in Leipzig, Germany. There, physiologist
Wilhelm Wundt established the first laboratory dedicated to the
scientific study of the mind. Wundt’s laboratory soon attracted
leading scientists and students from Europe and the United States.
Among these were James McKeen Cattell, one of the first psychologists
to study individual differences through the administration of
“mental tests”; Emil Kraepelin, a German psychiatrist who
postulated a physical cause for mental illnesses and in 1883 published
the first classification system for mental disorders; and Hugo Münsterberg,
the first to apply psychology to industry and the law. Wundt was
extraordinarily productive over the course of his career. He
supervised a total of 186 doctoral dissertations, taught thousands of
students, founded the first scholarly psychological journal, and
published innumerable scientific studies. His goal, which he stated in
the preface of a book he wrote, was “to mark out a new domain of
science.”
Compared to the philosophers who preceded him, Wundt’s approach
to the study of mind was based on systematic and rigorous observation.
His primary method of research was introspection. This
technique involved training people to concentrate and report on their
conscious experiences as they reacted to visual displays and other
stimuli. In his laboratory, Wundt systematically studied topics such
as attention span, reaction time, vision, emotion, and time
perception. By recruiting people to serve as subjects, varying the
conditions of their experience, and then rigorously repeating all
observations, Wundt laid the foundation for the modern psychology
experiment.
In the United States,
Harvard University professor William James observed the emergence of
psychology with great interest. Although trained in physiology and
medicine, James was fascinated by psychology and philosophy. In 1875
he offered his first course in psychology. In 1890 James published a
two-volume book entitled Principles of Psychology. It
immediately became the leading psychology text in the United States,
and it brought James a worldwide reputation as a man of great ideas
and inspiration. In 28 chapters, James wrote about the stream of
consciousness, the formation of habits, individuality, the link
between mind and body, emotions, the self, and other topics that
inspired generations of psychologists. Today, historians consider
James the founder of American psychology.
James’s students also made lasting contributions to the field. In
1883 G. Stanley Hall (who also studied with Wundt) established the
first true American psychology laboratory in the United States at
Johns Hopkins University, and in 1892 he founded and became the first
president of the American Psychological Association. Mary Whiton
Calkins created an important technique for studying memory and
conducted one of the first studies of dreams. In 1905 she was elected
the first female president of the American Psychological Association.
Edward Lee Thorndike conducted some of the first experiments on animal
learning and wrote a pioneering textbook on educational psychology.
E Structuralism
and Functionalism During
the first decades of psychology, two main schools of thought dominated
the field: structuralism and functionalism. Structuralism was a system
of psychology developed by Edward Bradford Titchener, an American
psychologist who studied under Wilhelm Wundt. Structuralists believed
that the task of psychology is to identify the basic elements of
consciousness in much the same way that physicists break down the
basic particles of matter. For example, Titchener identified four
elements in the sensation of taste: sweet, sour, salty, and bitter.
The main method of investigation in structuralism was introspection.
The influence of structuralism in psychology faded after Titchener’s
death in 1927.
In contradiction to the structuralist movement, William James
promoted a school of thought known as functionalism, the belief that
the real task of psychology is to investigate the function, or
purpose, of consciousness rather than its structure. James was highly
influenced by Darwin’s evolutionary theory that all characteristics
of a species must serve some adaptive purpose. Functionalism enjoyed
widespread appeal in the United States. Its three main leaders were
James Rowland Angell, a student of James; John Dewey, who was also one
of the foremost American philosophers and educators; and Harvey A.
Carr, a psychologist at the University of Chicago.
In their efforts to understand human behavioral processes, the
functional psychologists developed the technique of longitudinal
research, which consists of interviewing, testing, and observing
one person over a long period of time. Such a system permits the
psychologist to observe and record the person’s development and how
he or she reacts to different circumstances. See Functionalism.
F Freud
and Psychoanalysis
Alongside Wundt and
James, a third prominent leader of the new psychology was Sigmund
Freud, a Viennese neurologist of the late 19th and early 20th century.
Through his clinical practice, Freud developed a very different
approach to psychology. After graduating from medical school, Freud
treated patients who appeared to suffer from certain ailments but had
nothing physically wrong with them. These patients were not
consciously faking their symptoms, and often the symptoms would
disappear through hypnosis, or even just by talking. On the basis of
these observations, Freud formulated a theory of personality and a
form of psychotherapy known as psychoanalysis. It became one of the
most influential schools of Western thought of the 20th century.
Freud introduced his new theory in The Interpretation of Dreams (1900),
the first of 24 books he would write. The theory is summarized in
Freud’s last book, An Outline of Psychoanalysis, published in
1940, after his death. In contrast to Wundt and James, for whom
psychology was the study of conscious experience, Freud believed that
people are motivated largely by unconscious forces, including
strong sexual and aggressive drives. He likened the human mind to an
iceberg: The small tip that floats on the water is the conscious part,
and the vast region beneath the surface comprises the unconscious.
Freud believed that although unconscious motives can be temporarily
suppressed, they must find a suitable outlet in order for a person to
maintain a healthy personality.
To probe the unconscious
mind, Freud developed the psychotherapy technique of free
association. In free association, the patient reclines and talks
about thoughts, wishes, memories, and whatever else comes to mind. The
analyst tries to interpret these verbalizations to determine their
psychological significance. In particular, Freud encouraged patients
to free associate about their dreams, which he believed were the
“royal road to the unconscious.” According to Freud, dreams are
disguised expressions of deep, hidden impulses. Thus, as patients
recount the conscious manifest content of dreams, the
psychoanalyst tries to unmask the underlying latent content—what
the dreams really mean.
From the start of psychoanalysis, Freud attracted followers, many
of whom later proposed competing theories. As a group, these
neo-Freudians shared the assumption that the unconscious plays an
important role in a person’s thoughts and behaviors. Most parted
company with Freud, however, over his emphasis on sex as a driving
force. For example, Swiss psychiatrist Carl Jung theorized that all
humans inherit a collective unconscious that contains universal
symbols and memories from their ancestral past. Austrian physician
Alfred Adler theorized that people are primarily motivated to overcome
inherent feelings of inferiority. He wrote about the effects of birth
order in the family and coined the term sibling rivalry. Karen
Horney, a German-born American psychiatrist, argued that humans have a
basic need for love and security, and become anxious when they feel
isolated and alone.
Motivated by a desire to
uncover unconscious aspects of the psyche, psychoanalytic researchers
devised what are known as projective tests. A projective test
asks people to respond to an ambiguous stimulus such as a word, an
incomplete sentence, an inkblot, or an ambiguous picture. These tests
are based on the assumption that if a stimulus is vague enough to
accommodate different interpretations, then people will use it to
project their unconscious needs, wishes, fears, and conflicts. The
most popular of these tests are the Rorschach Inkblot Test, which
consists of ten inkblots, and the Thematic Apperception Test, which
consists of drawings of people in ambiguous situations.
Psychoanalysis has been criticized on various grounds and is not as
popular as in the past. However, Freud’s overall influence on the
field has been deep and lasting, particularly his ideas about the
unconscious. Today, most psychologists agree that people can be
profoundly influenced by unconscious forces, and that people often
have a limited awareness of why they think, feel, and behave as they
do. See Psychoanalysis; Psychotherapy: Psychodynamic Therapies.
G Other
Pioneers in the Study of the Mind
In addition to Wundt,
James, and Freud, many others scholars helped to define the science of
psychology. In 1885 German philosopher Hermann Ebbinghaus conducted a
series of classic experiments on memory, using nonsense syllables to
establish principles of retention and forgetting. In 1896 American
psychologist Lightner Witmer opened the first psychological clinic,
which initially treated children with learning disorders. He later
founded the first journal and training program in a new helping
profession that he named clinical psychology. In 1905 French
psychologist Alfred Binet devised the first major intelligence test in
order to assess the academic potential of schoolchildren in Paris. The
test was later translated and revised by Stanford University
psychologist Lewis Terman and is now known as the Stanford-Binet
intelligence test. In 1908 American psychologist Margaret Floy
Washburn (who later became the second female president of the American
Psychological Association) wrote an influential book called The
Animal Mind, in which she synthesized animal research to that
time.
In 1912 German psychologist Max Wertheimer discovered that when two
stationary lights flash in succession, people see the display as a
single light moving back and forth. This illusion inspired the Gestalt
psychology movement, which was based on the notion that people
tend to perceive a well-organized whole or pattern that is different
from the sum of isolated sensations. Other leaders of Gestalt
psychology included Wertheimer’s close associates Wolfgang Köhler
and Kurt Koffka. Later, German American psychologist Kurt Lewin
extended Gestalt psychology to studies of motivation, personality,
social psychology, and conflict resolution. German American
psychologist Fritz Heider then extended this approach to the study of
how people perceive themselves and others. See Gestalt
Psychology.
H Behaviorism
William James had
defined psychology as “the science of mental life.” But in the
early 1900s, growing numbers of psychologists voiced criticism of the
approach used by scholars to explore conscious and unconscious mental
processes. These critics doubted the reliability and usefulness of the
method of introspection, in which subjects are asked to describe their
own mental processes during various tasks. They were also critical of
Freud’s emphasis on unconscious motives. In search of
more-scientific methods, psychologists gradually turned away from
research on invisible mental processes and began to study only
behavior that could be observed directly. This approach, known as behaviorism,
ultimately revolutionized psychology and remained the dominant school
of thought for nearly 50 years.
Among the first to lay
the foundation for the new behaviorism was American psychologist
Edward Lee Thorndike. In 1898 Thorndike conducted a series of
experiments on animal learning. In one study, he put cats into a cage,
put food just outside the cage, and timed how long it took the cats to
learn how to open an escape door that led to the food. Placing the
animals in the same cage again and again, Thorndike found that the
cats would repeat behaviors that worked and would escape more and more
quickly with successive trials. Thorndike thereafter proposed the law
of effect, which states that behaviors that are followed by a
positive outcome are repeated, while those followed by a negative
outcome or none at all are extinguished.
In 1906 Russian
physiologist Ivan Pavlov—who had won a Nobel Prize two years earlier
for his studies of digestion—stumbled onto one of the most important
principles of learning and behavior. Pavlov was investigating the
digestive process in dogs by putting food in their mouths and
measuring the flow of saliva. He found that after repeated testing,
the dogs would salivate in anticipation of the food, even before he
put it in their mouth. He soon discovered that if he rang a bell just
before the food was presented each time, the dogs would eventually
salivate at the mere sound of the bell. Pavlov had discovered a basic
form of learning called classical conditioning (also referred
to as Pavlovian conditioning) in which an organism comes to
associate one stimulus with another. Later research showed that this
basic process can account for how people form certain preferences and
fears. See Learning: Classical Conditioning.
Although Thorndike and
Pavlov set the stage for behaviorism, it was not until 1913 that a
psychologist set forward a clear vision for behaviorist psychology. In
that year John Watson, a well-known animal psychologist at Johns
Hopkins University, published a landmark paper entitled “Psychology
as the Behaviorist Views It.” Watson’s goal was nothing less than
a complete redefinition of psychology. “Psychology as the
behaviorist views it,” Watson wrote, “is a purely objective
experimental branch of natural science. Its theoretical goal is the
prediction and control of behavior.” Watson narrowly defined
psychology as the scientific study of behavior. He urged his
colleagues to abandon both introspection and speculative theories
about the unconscious. Instead he stressed the importance of observing
and quantifying behavior. In light of Darwin’s theory of evolution,
he also advocated the use of animals in psychological research,
convinced that the principles of behavior would generalize across all
species.
Many American
psychologists were quick to adopt behaviorism, and animal laboratories
were set up all over the country. Aiming to predict and control
behavior, the behaviorists’ strategy was to vary a stimulus in the
environment and observe an organism's response. They saw no need to
speculate about mental processes inside the head. For example, Watson
argued that thinking was simply talking to oneself silently. He
believed that thinking could be studied by recording the movement of
certain muscles in the throat.
The most forceful leader
of behaviorism was B. F. Skinner, an American psychologist who began
studying animal learning in the 1930s. Skinner coined the term reinforcement
and invented a new research apparatus called the Skinner box
for use in testing animals. Based on his experiments with rats and
pigeons, Skinner identified a number of basic principles of learning.
He claimed that these principles explained not only the behavior of
laboratory animals, but also accounted for how human beings learn new
behaviors or change existing behaviors. He concluded that nearly all
behavior is shaped by complex patterns of reinforcement in a
person’s environment, a process that he called operant
conditioning (also referred to as instrumental conditioning).
Skinner’s views on the causes of human behavior made him one of the
most famous and controversial psychologists of the 20th century. see
Learning: Operant Conditioning.
Skinner and others applied his findings to modify behavior in the
workplace, the classroom, the clinic, and other settings. In World War
II (1939-1945), for example, he worked for the U.S. government on a
top-secret project in which he trained pigeons to guide an armed
glider plane toward enemy ships. He also invented the first teaching
machine, which allowed students to learn at their own pace by solving
a series of problems and receiving immediate feedback. In his popular
book Walden Two (1948), Skinner presented his vision of a
behaviorist utopia, in which socially adaptive behaviors are
maintained by rewards, or positive reinforcements. Throughout his
career, Skinner held firm to his belief that psychologists should
focus on the prediction and control of behavior. See
Behaviorism; Behavior Modification.
I Humanistic
Psychology: “The Third Force”
Faced with a choice
between psychoanalysis and behaviorism, many psychologists in the
1950s and 1960s sensed a void in psychology’s conception of human
nature. Freud had drawn attention to the darker forces of the
unconscious, and Skinner was interested only in the effects of
reinforcement on observable behavior. Humanistic psychology was
born out of a desire to understand the conscious mind, free will,
human dignity, and the capacity for self-reflection and growth. An
alternative to psychoanalysis and behaviorism, humanistic psychology
became known as “the third force.”
The humanistic movement was led by American psychologists Carl
Rogers and Abraham Maslow. According to Rogers, all humans are born
with a drive to achieve their full capacity and to behave in ways that
are consistent with their true selves. Rogers, a psychotherapist,
developed person-centered therapy, a nonjudgmental,
nondirective approach that helped clients clarify their sense of who
they are in an effort to facilitate their own healing process. At
about the same time, Maslow theorized that all people are motivated to
fulfill a hierarchy of needs. At the bottom of the hierarchy are basic
physiological needs, such as hunger, thirst, and sleep. Further up the
hierarchy are needs for safety and security, needs for belonging and
love, and esteem-related needs for status and achievement. Once these
needs are met, Maslow believed, people strive for self-actualization,
the ultimate state of personal fulfillment. As Maslow put it, “A
musician must make music, an artist must paint, a poet must write, if
he is ultimately to be at peace with himself. What a man can
be, he must be.”
J The
Cognitive Revolution
From the 1920s through
the 1960s, behaviorism dominated psychology in the United States.
Eventually, however, psychologists began to move away from strict
behaviorism. Many became increasingly interested in cognition, a term
used to describe all the mental processes involved in acquiring,
storing, and using knowledge. Such processes include perception,
memory, thinking, problem solving, imagining, and language. This shift
in emphasis toward cognition had such a profound influence on
psychology that it has often been called the cognitive revolution. The
psychological study of cognition became known as cognitive psychology.
One reason for psychologists’ renewed interest in mental
processes was the invention of the computer, which provided an
intriguing metaphor for the human mind. The hardware of the computer
was likened to the brain, and computer programs provided a
step-by-step model of how information from the environment is input,
stored, and retrieved to produce a response. Based on the computer
metaphor, psychologists began to formulate information-processing
models of human thought and behavior.
The pioneering work of
Swiss psychologist Jean Piaget also inspired psychologists to study
cognition. During the 1920s, while administering intelligence tests in
schools, Piaget became interested in how children think. He designed
various tasks and interview questions to reveal how children of
different ages reason about time, nature, numbers, causality,
morality, and other concepts. Based on his many studies, Piaget
theorized that from infancy to adolescence, children advance through a
predictable series of cognitive stages.
The cognitive revolution also gained momentum from developments in
the study of language. Behaviorist B. F. Skinner had claimed that
language is acquired according to the laws of operant conditioning, in
much the same way that rats learn to press a bar for food pellets. In
1959, however, American linguist Noam Chomsky charged that Skinner's
account of language development was wrong. Chomsky noted that children
all over the world start to speak at roughly the same age and proceed
through roughly the same stages without being explicitly taught or
rewarded for the effort. According to Chomsky, the human capacity for
learning language is innate. He theorized that the human brain is
“hardwired” for language as a product of evolution. By pointing to
the primary importance of biological dispositions in the development
of language, Chomsky’s theory dealt a serious blow to the
behaviorist assumption that all human behaviors are formed and
maintained by reinforcement.
VII PSYCHOLOGY
TODAY Before
psychology became established in science, it was popularly associated
with extrasensory perception (ESP) and other paranormal phenomena
(phenomena beyond the laws of science). Today, these topics lie
outside the traditional scope of scientific psychology and fall within
the domain of parapsychology. Psychologists note that thousands
of studies have failed to demonstrate the existence of paranormal
phenomena. See Psychical Research.
Grounded in the conviction that mind and behavior must be studied
using statistical and scientific methods, psychology has become a
highly respected and socially useful discipline. Psychologists now
study important and sensitive topics such as the similarities and
differences between men and women, racial and ethnic diversity, sexual
orientation, marriage and divorce, abortion, adoption, intelligence
testing, sleep and sleep disorders, obesity and dieting, and the
effects of psychoactive drugs such as methylphenidate (Ritalin) and
fluoxetine (Prozac).
In the last few decades, researchers have made significant
breakthroughs in understanding the brain, mental processes, and
behavior. This section of the article provides examples of
contemporary research in psychology: the plasticity of the brain and
nervous system, the nature of consciousness, memory distortions,
competence and rationality, genetic influences on behavior, infancy,
the nature of intelligence, human motivation, prejudice and
discrimination, the benefits of psychotherapy, and the psychological
influences on the immune system.
A The
Plasticity of the Brain Psychologists
once believed that the neural circuits of the adult brain and nervous
system were fully developed and no longer subject to change. Then in
the 1980s and 1990s a series of provocative experiments showed that
the adult brain has flexibility, or plasticity—a capacity to change
as a result of usage and experience.
These experiments showed that adult rats flooded with visual
stimulation formed new neural connections in the brain’s visual
cortex, where visual signals are interpreted. Likewise, those trained
to run an obstacle course formed new connections in the cerebellum,
where balance and motor skills are coordinated. Similar results with
birds, mice, and monkeys have confirmed the point: Experience can
stimulate the growth of new connections and mold the brain’s neural
architecture.
Once the brain reaches maturity, the number of neurons does not
increase, and any neurons that are damaged are permanently disabled.
But the plasticity of the brain can greatly benefit people with damage
to the brain and nervous system. Organisms can compensate for loss by
strengthening old neural connections and sprouting new ones. That is
why people who suffer strokes are often able to recover their lost
speech and motor abilities.
B The
Nature of Consciousness In
1860 German physicist Gustav Fechner theorized that if the human brain
were divided into right and left halves, each side would have its own
stream of consciousness. Modern medicine has actually allowed
scientists to investigate this hypothesis. People who suffer from
life-threatening epileptic seizures sometimes undergo a radical
surgery that severs the corpus callosum, a bridge of nerve
tissue that connects the right and left hemispheres of the brain.
After the surgery, the two hemispheres can no longer communicate with
each other.
Beginning in the 1960s American neurologist Roger Sperry and others
tested such split-brain patients in carefully designed experiments.
The researchers found that the hemispheres of these patients seemed to
function independently, almost as if the subjects had two brains. In
addition, they discovered that the left hemisphere was capable of
speech and language, but not the right hemisphere. For example, when
split-brain patients saw the image of an object flashed in their left
visual field (thus sending the visual information to the right
hemisphere), they were incapable of naming or describing the object.
Yet they could easily point to the correct object with their left hand
(which is controlled by the right hemisphere). As Sperry’s colleague
Michael Gazzaniga stated, “Each half brain seemed to work and
function outside of the conscious realm of the other.”
Other psychologists interested in consciousness have examined how
people are influenced without their awareness. For example, research
has demonstrated that under certain conditions in the laboratory,
people can be fleetingly affected by subliminal stimuli,
sensory information presented so rapidly or faintly that it falls
below the threshold of awareness. (Note, however, that scientists have
discredited claims that people can be importantly influenced by
subliminal messages in advertising, rock music, or other media.) Other
evidence for influence without awareness comes from studies of people
with a type of amnesia that prevents them from forming new memories.
In experiments, these subjects are unable to recognize words they
previously viewed in a list, but they are more likely to use those
words later in an unrelated task. In fact, memory without awareness is
normal, as when people come up with an idea they think is original,
only later to realize that they had inadvertently borrowed it from
another source.
C Memory
Distortions Cognitive
psychologists have often likened human memory to a computer that
encodes, stores, and retrieves information. It is now clear, however,
that remembering is an active process and that people construct and
alter memories according to their beliefs, wishes, needs, and
information received from outside sources.
Without realizing it, people sometimes create memories that are
false. In one study, for example, subjects watched a slide show
depicting a car accident. They saw either a “STOP” sign or a
“YIELD” sign in the slides, but afterward they were asked a
question about the accident that implied the presence of the other
sign. Influenced by this suggestion, many subjects recalled the wrong
traffic sign. In another study, people who heard a list of
sleep-related words (bed, yawn) or music-related words (jazz,
instrument) were often convinced moments later that they had also
heard the words sleep or music—words that fit the
category but were not on the list. In a third study, researchers asked
college students to recall their high-school grades. Then the
researchers checked those memories against the students’ actual
transcripts. The students recalled most grades correctly, but most of
the errors inflated their grades, particularly when the actual grades
were low. See Memory.
D Competence
and Rationality When
scientists distinguish between human beings and other animals, they
point to our larger cerebral cortex (the outer part of the brain) and
to our superior intellect—as seen in the abilities to acquire and
store large amounts of information, solve problems, and communicate
through the use of language.
In recent years, however, those studying human cognition have found
that people are often less than rational and accurate in their
performance. Some researchers have found that people are prone to
forgetting, and worse, that memories of past events are often highly
distorted. Others have observed that people often violate the rules of
logic and probability when reasoning about real events, as when
gamblers overestimate the odds of winning in games of chance. One
reason for these mistakes is that we commonly rely on cognitive heuristics,
mental shortcuts that allow us to make judgments that are quick but
often in error. To understand how heuristics can lead to mistaken
assumptions, imagine offering people a lottery ticket containing six
numbers out of a pool of the numbers 1 through 40. If given a choice
between the tickets 6-39-2-10-24-30 or 1-2-3-4-5-6, most people select
the first ticket, because it has the appearance of randomness. Yet out
of the 3,838,380 possible winning combinations, both sequences are
equally likely.
E Genetic
Influences
One of the oldest
debates in psychology, and in philosophy, concerns whether individual
human traits and abilities are predetermined from birth or due to
one’s upbringing and experiences. This debate is often termed the nature-nurture
debate. A strict genetic (nature) position states that people
are predisposed to become sociable, smart, cheerful, or depressed
according to their genetic blueprint. In contrast, a strict
environmental (nurture) position says that people are shaped by
parents, peers, cultural institutions, and life experiences.
Researchers can estimate
the role of genetic factors in two ways: (1) twin studies and (2)
adoption studies. Twin studies compare identical twins with
fraternal twins of the same sex. If identical twins (who share all the
same genes) are more similar to each other on a given trait than are
same-sex fraternal twins (who share only about half of the same
genes), then genetic factors are assumed to influence the trait. Other
studies compare identical twins who are raised together with identical
twins who are separated at birth and raised in different families. If
the twins raised together are more similar to each other than the
twins raised apart, childhood experiences are presumed to influence
the trait. Sometimes researchers conduct adoption studies, in
which they compare adopted children to their biological and adoptive
parents. If these children display traits that resemble those of their
biological relatives more than their adoptive relatives, genetic
factors are assumed to play a role in the trait.
In recent years, several twin and adoption studies have shown that
genetic factors play a role in the development of intellectual
abilities, temperament and personality, vocational interests, and
various psychological disorders. Interestingly, however, this same
research indicates that at least 50 percent of the variation in these
characteristics within the population is attributable to factors in
the environment. Today, most researchers agree that psychological
characteristics spring from a combination of the forces of nature and
nurture.
F Infancy
In 1890 William James
described the newborn’s experience as “one great blooming, buzzing
confusion.” However, with the aid of sophisticated research methods,
psychologists have discovered that infants are smarter than was
previously known.
To learn about the perceptual world of infants, researchers measure
infants’ head movements, eye movements, facial expressions, brain
waves, heart rate, and respiration. Using these indicators,
psychologists have found that shortly after birth, infants show a
distinct preference for the human face over other visual stimuli. Also
suggesting that newborns are tuned in to the face as a social object
is the fact that within 72 hours of birth, they can mimic adults who
purse the lips or stick out the tongue—a rudimentary form of
imitation. Newborns can distinguish between their mother’s voice and
that of another woman. And at two weeks old, nursing infants are more
attracted to the body odor of their mother and other breast-feeding
females than to that of other women. Taken together, these findings
show that infants are equipped at birth with certain senses and
reflexes designed to aid their survival. See Infancy; Child
Psychology.
G The
Nature of Intelligence
In 1905 French
psychologist Alfred Binet devised the first major intelligence test
for the purpose of identifying slow learners in school. In doing so,
Binet assumed that intelligence could be measured as a general
intellectual capacity and summarized in a numerical score, or
intelligence quotient (IQ). Consistently, testing has revealed that
although each of us is more skilled in some areas than in others, a general
intelligence underlies our more specific abilities.
Today, many psychologists believe that there is more than one type
of intelligence. American psychologist Howard Gardner proposed the
existence of multiple intelligences, each linked to a separate
system within the brain. He theorized that there are seven types of
intelligence: linguistic, logical-mathematical, spatial, musical,
bodily-kinesthetic, interpersonal, and intrapersonal. American
psychologist Robert Sternberg suggested a different model of
intelligence, consisting of three components: analytic (“school
smarts,” as measured in academic tests), creative (a capacity for
insight), and practical (“street smarts,” or the ability to size
up and adapt to situations). See Intelligence.
H Human
Motivation Psychologists
from all branches of the discipline study the topic of motivation, an
inner state that moves an organism toward the fulfillment of some
goal. Over the years, different theories of motivation have been
proposed. Some theories state that people are motivated by the need to
satisfy physiological needs, whereas others state that people seek to
maintain an optimum level of bodily arousal (not too little and not
too much). Still other theories focus on the ways in which people
respond to external incentives such as money, grades in school, and
recognition. Motivation researchers study a wide range of topics,
including hunger and obesity, sexual desire, the effects of reward and
punishment, and the needs for power, achievement, social acceptance,
love, and self-esteem.
In 1954 American psychologist Abraham Maslow proposed that all
people are motivated to fulfill a hierarchical pyramid of needs. At
the bottom of Maslow’s pyramid are needs essential to survival, such
as the needs for food, water, and sleep. The need for safety follows
these physiological needs. According to Maslow, higher-level needs
become important to us only after our more basic needs are satisfied.
These higher needs include the need for love and belongingness, the
need for esteem, and the need for self-actualization (in Maslow’s
theory, a state in which people realize their greatest potential).
I Prejudice
and Discrimination One
of the most tenacious social problems of modern times is prejudice,
the negative evaluation of others based solely on their membership in
a particular group. Social psychologists once believed that prejudice
was caused by competition among racial and ethnic groups for valuable
but limited resources. However, this explanation did not account for
the fact that people throughout the world harbor deep prejudices
against groups that pose no realistic threat to them.
Research now shows that prejudice arises, to some extent, as an
innocent by-product of the way people think. Human beings naturally
sort each other into groups based on sex, race, age, and other
attributes. This process of social categorization leads people to see
others as either similar to themselves or as different. There are two
consequences of this process. First, once we distinguish between
“us” and “them,” we begin to assume that “they” are all
alike. This belief makes it easy to view in stereotyped ways others
who are different. Second, research suggests that people needing a
boost in self-esteem are often motivated to belittle “them” in
order to feel better about “us.”
J Benefits
of Psychotherapy
Psychotherapy is an
important form of treatment for a host of psychological problems,
including low self-esteem, social problems, anxiety disorders, and
substance abuse. But is psychotherapy effective? For years, clinical
psychologists have debated the assumed benefits of psychotherapy. Many
studies have compared psychotherapy to various drug treatments or to
no treatment at all. By statistically combining hundreds of these
studies, researchers have confirmed that overall, psychotherapy is
better than no treatment at all. These studies have shown that most
patients who improve with psychotherapy do so within six months of
beginning treatment.
Surprisingly, these studies also indicate that all major types of
psychotherapy—despite differences in theoretical orientations or in
techniques used—are about equally effective. Psychologists theorize
that despite surface differences, all psychotherapies have in common
three factors that help to promote change: a supportive and trusting
relationship, an opportunity to open up and talk freely, and positive
expectations for improvement. See Psychotherapy: Effectiveness
of Psychotherapy.
K Psychological
Influences on the Immune System The
immune system is a complex surveillance system that fights bacteria,
viruses, and other foreign substances that invade the body. This
defense relies on the actions of specialized white blood cells called lymphocytes,
which circulate through the bloodstream and secrete chemical
antibodies. Scientists have discovered that the immune system is
linked to other systems of the body, including the brain and nervous
system. Psychoneuroimmunology is the study of the relationship
between psychological influences, the nervous system, and the immune
system.
Researchers in this field have found that psychological factors
such as stress can influence immune cell activity and increase
vulnerability to physical illness. In controlled animal experiments,
rats exposed to overcrowding, noise, or inescapable shocks—and
primates separated from social companions—exhibit a significant drop
in immune cell activity compared to unstressed animals. In addition,
studies on humans have shown that immune cell activity changes in
response to divorce, the death of a spouse, loss of employment, and
other negative life events. This research helps to explain why stress
increases the risk of illnesses ranging from the common cold to
certain forms of cancer. It has also sparked interest in how optimism,
social support, and other psychological factors can be used to protect
the body. See Stress.
VIII CAREERS
IN PSYCHOLOGY Because
the field of psychology is so diverse, psychologists work in a wide
range of specialty areas. About half of psychologists with a Ph.D.
degree are clinical or counseling psychologists who treat people with
psychological problems or conduct research on mental disorders. Other
psychologists specialize in developmental psychology, educational
psychology, school psychology, social psychology, health psychology,
cognitive psychology, biopsychology, or other areas.
Psychologists work in a variety of employment settings. Many work
in colleges, universities, and professional schools. Working at an
educational institution enables a psychologist to pursue several
interests at once. For example, psychology professors will often
combine teaching, research, and counseling. A large number of
psychologists work in hospitals, clinics, and mental health centers.
School psychologists usually work in elementary or secondary schools.
Other psychologists work for businesses, government agencies, or other
organizations. For example, large corporations and consulting firms
often employ industrial-organizational psychologists to provide advice
about employee training, hiring practices, and worker morale and
productivity. Finally, many psychologists are self-employed as
therapists or consultants in private practice.
A person who plans a career in psychology must first obtain a
bachelor’s degree at a college or university. An undergraduate major
in psychology is helpful preparation for graduate coursework in
psychology but is not required. To become a psychologist, a person
must attend graduate school and obtain either a master’s degree or a
doctoral degree. A master’s degree typically requires two to three
years of graduate work. Career opportunities in psychology are
greatest for those with a doctoral degree. For this reason, most
psychologists obtain a doctoral degree, usually a Ph.D. (doctor of
philosophy). Clinical psychologists may obtain a Psy.D. (doctor of
psychology) instead, and many counseling psychologists choose to earn
an Ed.D. (doctor of education) in counseling. These doctoral degrees
typically require four to six years of graduate study. In addition,
clinical and counseling psychologists often complete a one-year
internship at a psychological clinic following graduate school. Most
states require a licensing exam for psychologists who practice as
psychotherapists or counselors.
As a discipline, psychology is growing in size. From 1980 to 1991
the number of psychologists worldwide doubled to about 500,000. The
United States, Canada, Western Europe, and Australia are home to the
largest number of psychologists. In most developing nations psychology
is still in its infancy. China, with its 1.2 billion people, has fewer
than 5,000 psychologists and only eight psychology departments. In the
countries of sub-Saharan Africa, less than 20 universities had a
psychology department by the mid-1980s. In many developing countries,
the growth of psychology is stunted by insufficient funding, political
instability, a shortage of qualified teachers, poor career prospects
for those who enter the field, and a lack of legal or social
recognition for the profession.
According to the U.S. Department of Education, psychology is the
second-most popular college major, behind business administration.
There are now more women entering the field than ever before. In 1997
44 percent of psychologists with Ph.D. degrees were women, compared
with 20 percent in 1973. This proportion is rapidly increasing; in
1996 women earned 69 percent of doctoral degrees in psychology awarded
in the United States. Similar trends have occurred in Canada. In 1975
women made up only 22 percent of the membership of the Canadian
Psychological Association (CPA), the main professional organization
for Canadian psychologists. By 1995, 49 percent of CPA members were
women. About 68 percent of Canadian doctoral students in psychology in
1995 were female.
Racial and ethnic minorities are underrepresented in psychology.
Surveys indicate that most psychologists in the United States are
white, although more members of minority groups are entering
psychology than in the past. In 1997 8.5 percent of doctoral-level
psychologists in the United States were minorities, up from only 2
percent in 1973.
The chief professional
association for psychologists in the United States is the American
Psychological Association (APA), which was founded in 1892. The APA
now consists of approximately 50 specialty divisions dedicated to the
study of topics such as addictions, military problems, religion,
families, peace and conflict, women’s issues, hypnosis, and aging. A
second major professional organization is the American Psychological
Society (APS), which was founded in 1988 to represent the interests of
research psychologists. The Canadian Psychological Association,
established in 1939, maintains about 25 specialty sections on various
topics in psychology.
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